Bond/Securities Forms - Company Licensing and Registration

For more information regarding any of the topics below, go to the Company Licensing and Registration home page.

Bond/Securities Forms - Company Licensing and Registration
TDI Form Number	Description	File Format	Language
FIN321	Company Licensing Fee Transmittal Form Company Licensing and Registration Fee Transmittal Form to be submitted with filings.	PDF	English
FIN407	Statutory Deposit Transaction Form Statutory Deposit Transaction Form is submitted when a securities is deposited or withdrawn.	PDF	English
FIN435	Checklist for Placing an Initial Statutory Deposit Checklist for an insurance company to initially place security funds on deposit.	PDF	English
FIN436	Checklist for a Name Change or Merger of Securities on Deposit Checklist outlining documents required for an insurance company to change the name for which securities are held.	PDF	English
FIN437	Checklist for Substituting Securities on Deposit Checklist outlining documents required for an insurance company to substitute securities held on deposit.	PDF	English
FIN438	Checklist for Withdrawal of Statutory Deposit Instructions outlining documents required for an insurance company to withdraw securities on deposit, due to a reduction, dissolution, merger, or cancellation of company's Certificate of Authority.	PDF	English
FIN450	Joint Control Agreement for Lloyds Form to be executed by Lloyds plan when placing required net assets as required by statute	PDF	English
FIN453	Declaration of Trust Form to be executed for securities held on deposit.	PDF	English
FIN454	Checklist for Custodian Change for Securities on Deposit	PDF	English
FIN455	Checklist for Renewing a Certificate of Deposit	PDF	English

For more information, contact: CompanyLicense@tdi.texas.gov