Submit all filings to
Checklist for Custodian Change for Securities on Deposit, FIN454
Checklist for Renewing a Certificate of Deposit, FIN455
Property & Casualty Companies and Title Companies
Required Deposits Property & Casualty TIC §406.003
Required Deposits Title TIC §2251.201
Voluntary Deposits TIC §481.003 or § 861.252(b)
Establishing Securities
- Initial Statutory Deposit Checklist, FIN435
- Statutory Deposit Transaction Form, FIN407
- Declaration of Trust, FIN453
Substituting Securities
- Substituting Statutory Deposit Checklist, FIN437
- Statutory Deposit Transaction Form, FIN407
- Declaration of Trust, FIN453
Withdrawing Securities
Name Changes
Life, Accident, and Health Companies
Required Deposits TIC §406.003
Voluntary Deposits TIC §481.003
Establishing Securities
- Initial Statutory Deposit Checklist, FIN435
- Statutory Deposit Transaction Form, FIN407
- Declaration of Trust, FIN453
Substituting Securities
- Substituting Statutory Deposit Checklist, FIN437
- Statutory Deposit Transaction Form, FIN407
- Declaration of Trust, FIN453
Withdrawing Securities
Name Changes
HMOs
Required Deposit TIC §843.405
Establishing Securities
- Declaration of Trust, FIN453
Substituting Securities
- Substituting Statutory Deposit Checklist, FIN437
- Declaration of Trust, FIN453
Withdrawing Securities
Name Changes
Lloyd's Companies
Required Deposit TIC §941.205
Establishing Securities
- Initial Statutory Deposit Checklist, FIN435
- Statutory Deposit Transaction Form, FIN407
- Joint Control Agreement, FIN450
Substituting Securities
- Substituting Statutory Deposit Checklist, FIN437
- Statutory Deposit Transaction Form, FIN407
- Joint Control Agreement, FIN450
Withdrawing Securities
Name Changes
Workers' Compensation Self-Insurance Groups
Required Deposit Sections 407A.051 and 407A.053 of the Labor Code
Establishing Securities
- Initial Statutory Deposit Checklist, FIN435
- Statutory Deposit Transaction Form, FIN407
- Declaration of Trust, FIN453
Substituting Securities
- Substituting Statutory Deposit Checklist, FIN437
- Statutory Deposit Transaction Form, FIN407
- Declaration of Trust, FIN453
Withdrawing Securities
Name Changes
Certificates of Deposit and Deposit Verifications
Submit requests for UCAA Certificate of Deposit (Form 7) and Verification of Deposits by email to SDFilings@tdi.texas.gov and include the name of the company, the type of document you need and where you would like the document to be emailed. There is no fee for these certifications.
Statutory Deposit Resources